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Towards Scalable Automated Alignment of Large Language Models (LLMs)

This paper provides a comprehensive overview of the main technological pathways for the automated alignment of large language models.

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Automated alignment aims to establish a high-quality, scalable alignment system with minimal human intervention, enabling language models to meet human needs effectively.

Body: The concept of automated alignment is predicated on the premise of minimal human intervention, striving to build a high-quality and well-scalable alignment system. Through such a system, language models can more accurately meet the various needs of humans. Its importance lies in the fact that in today's era of information explosion, language models need to continuously adapt to the changing needs of humans, and automated alignment provides an efficient way to achieve this goal.

The paper conducts an in-depth analysis and categorization of existing automated alignment methods, dividing them into four major categories:

Firstly, alignment through leveraging the model's inherent preferences. This means fully exploring the intrinsic preferences that language models possess and guiding and adjusting these preferences to develop in a direction that meets human needs. For example, some language models may have a strong preference for specific language styles or topics, and by reinforcing or adjusting these preferences, the model can better adapt to specific tasks and user needs.

Secondly, alignment through imitating the behavior of other models. In this method, the language model will emulate the behavioral patterns of other models that have successfully achieved alignment. By observing and learning from how other models handle similar tasks, the language model can quickly acquire effective alignment strategies, thereby improving its own alignment effects. This method is similar to the human learning process, where one enhances their abilities by imitating excellent role models.

Thirdly, alignment through feedback from other models. In this scenario, the language model receives feedback from other models and adjusts its output based on this feedback. For instance, a language model can submit its output to another evaluation model and improve its performance based on the feedback from the evaluation model. This method can effectively utilize the synergistic effects between multiple models to enhance the overall alignment effect.

Fourthly, obtaining alignment signals through environmental interaction. Language models can obtain alignment signals by interacting with the external environment. For example, during interactions with users, the language model can adjust its output based on user feedback and behavior to better meet user needs. Additionally, language models can also interact with other systems or data sources to obtain more information and feedback, thereby continuously optimizing their alignment strategies.

Furthermore, the paper delves into the mechanisms behind automated alignment. This includes an analysis of the internal structure and working principles of language models, as well as an understanding of human needs and expectations. By studying these mechanisms in depth, one can better understand the essence and implementation methods of automated alignment, providing theoretical support for further improving the effectiveness of automated alignment. The paper also discusses the key factors for achieving effective automated alignment. These factors include accurate need definition, appropriate model selection, effective feedback mechanisms, and good scalability. Only with the combined action of these key factors can a high-quality, scalable automated alignment system be realized, enabling language models to better serve humanity.